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SpacerPlanning | Preparation: Conducting the Adequacy Audit | Preparation: Compliance Audit | Conducting the Compliance Audit | Audit Execution | Reporting | Audit follow-up
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Conduct of the Compliance Audit (print ref: Part 3, Section 3)

The five key aspects of conducting a Compliance Audit are covered in the sections that follow and are also illustrated in flow chart form in Figure 3.5 (below).

Fig. 3.5: Conduct of the Compliance Audit

Fig. 3.5: Conduct of the Compliance Audit

Auditor conducts Opening Meeting Auditor conducts Functional Audit Auditor conducts Process Audit Auditor conducts Staff Interviews Go to Fig 3.6 Opening Meeting Agenda Functional Audit Checklists Process Audit Checklists Interview/Focus Group Record Sheet Compliance Audit Reporting

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Conducting the Compliance Audit

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What is a Data Protection Audit? | Why Audit? | Beginner's Guide | Step-by-step Process | Forms and Checklists | Site Index
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